As filed with the Securities and Exchange Commission on August 7, 2020
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
Minerva Neurosciences, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 26-0784194 | |
(State or other jurisdiction of incorporation or organization) |
(IRS Employer Identification No.) |
1601 Trapelo Road
Suite 286
Waltham, MA 02451
(Address of principal registered offices) (Zip Code)
Minerva Neurosciences, Inc. Amended and Restated 2013 Equity Incentive Plan
(Full title of the Plan)
Remy Luthringer, Ph.D.
Chief Executive Officer
1601 Trapelo Road
Suite 286
Waltham, MA 02451
(Name and address of agent for service)
(617) 600-7373
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☒ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☒ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
| ||||||||
Title of Securities to be Registered |
Registered(1) |
Proposed Maximum Offering Price Per Share(2) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee | ||||
Common Stock, par value $0.0001 per share, to be issued pursuant to the Minerva Neurosciences, Inc. Amended and Restated 2013 Equity Incentive Plan |
2,000,000 shares (3) | $3.61 | $7,220,000.00 | $937.16 | ||||
| ||||||||
|
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this Registration Statement shall also cover any additional shares of the Registrants Common Stock, par value $0.0001 per share, which become issuable under the Minerva Neurosciences, Inc. Amended and Restated 2013 Equity Incentive Plan (the Plan) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration which results in an increase in the number of the outstanding shares of the Registrants Common Stock. |
(2) | Estimated in accordance with Rule 457(h)(1) and Rule 457(c) of the Securities Act solely for the purpose of calculating the registration fee. The price per share and aggregate offering price are based upon the average of the high and low prices of the Registrants Common Stock on August 7, 2020, as reported on The Nasdaq Global Market. |
(3) | Represents shares of the Registrants Common Stock added to the shares authorized for issuance under the Plan pursuant to an amendment to the Plan approved by the Registrants stockholders at the Registrants 2020 Annual Meeting of Stockholders. |
INCORPORATION BY REFERENCE OF CONTENTS OF
REGISTRATION STATEMENTS ON FORM S-8
This Registration Statement is being filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of the Registrant on Form S-8 relating to the same benefit plan is effective.
The Registrant previously registered shares of its Common Stock for issuance under the Plan under Registration Statements on Form S-8 filed with the Securities and Exchange Commission on September 15, 2014 (File No. 333-198753), April 30, 2015 (File No. 333-203738), March 14, 2016 (File No. 333-210147), March 13, 2017 (File No. 333-216637), March 12, 2018 (File No. 333-223593) and June 15, 2018 (File No. 333-225672). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Registration Statements referenced above.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
* | Filed herewith. |
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Waltham, Commonwealth of Massachusetts, on August 7, 2020.
MINERVA NEUROSCIENCES, INC. | ||
By: | /s/ Remy Luthringer, Ph.D. | |
Remy Luthringer, Ph.D. | ||
Chief Executive Officer (Principal Executive Officer) |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, the undersigned hereby constitute and appoint Remy Luthringer, Ph.D. and Geoffrey Race, and each of them, his or her true and lawful attorney-in-fact and agent, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that each of said attorneys-in-fact and agents, or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. This Power of Attorney may be signed in several counterparts.
IN WITNESS WHEREOF, each of the undersigned has executed this Power of Attorney as of the date indicated.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature |
Title |
Date | ||||
/s/ Remy Luthringer, Ph.D. |
Chief Executive Officer and Executive Chairman of the Board of Directors (Principal Executive Officer) |
August 7, 2020 | ||||
Remy Luthringer, Ph.D. | ||||||
/s/ Geoffrey Race |
Chief Financial Officer (Principal Financial Officer) |
August 7, 2020 | ||||
Geoffrey Race | ||||||
/s/ William F. Doyle |
Lead Independent Director of the Board of Directors | August 7, 2020 | ||||
William F. Doyle | ||||||
/s/ Hans Peter Hasler |
Member of the Board of Directors | August 7, 2020 | ||||
Hans Peter Hasler | ||||||
/s/ Jeryl Hilleman |
Member of the Board of Directors | August 7, 2020 | ||||
Jeryl Hilleman | ||||||
/s/ David Kupfer, MD |
Member of the Board of Directors | August 7, 2020 | ||||
David Kupfer, MD | ||||||
/s/ Fouzia Laghrissi-Thode, MD |
Member of the Board of Directors | August 7, 2020 | ||||
Fouzia Laghrissi-Thode, MD | ||||||
/s/ Jan van Heek |
Member of the Board of Directors | August 7, 2020 | ||||
Jan van Heek |
Exhibit 5.1
Ryan S. Sansom T: +1 617 937 2335 rsansom@cooley.com |
August 7, 2020
Minerva Neurosciences, Inc.
1601 Trapelo Road, Suite 284
Waltham, Massachusetts 02451
Ladies and Gentlemen:
We have acted as counsel to Minerva Neurosciences, Inc. a Delaware corporation (the Company), in connection with the filing of a registration statement on Form S-8 (the Registration Statement) with the Securities and Exchange Commission under the Securities Act of 1933, as amended, covering the offering of up to 2,000,000 shares of the Companys common stock, $0.0001 par value per share (the Shares), pursuant to the Companys Amended and Restated 2013 Equity Incentive Plan (the Plan).
In connection with this opinion, we have examined and relied upon the Registration Statement and related prospectus, the Companys Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws, as currently in effect, the Plan, and originals, or copies certified to our satisfaction of such other documents, records, certificates, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below. We have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to originals of all documents submitted to us as copies, the accuracy, completeness and authenticity of certificates of public officials, and the due authorization, execution and delivery other than by the Company of all documents where authorization, execution and delivery are prerequisites to the effectiveness thereof. As to certain factual matters, we have relied upon a certificate of an officer of the Company and have not independently verified such matters.
Our opinion is expressed only with respect to the General Corporation Law of the State of Delaware. We express no opinion to the extent that any other laws are applicable to the subject matter hereof and provide no assurance as to compliance with any federal or state securities law, rule or regulation.
On the basis of the foregoing, and in reliance thereon, we are of the opinion that the Shares, when sold and issued in accordance with the Plan, the Registration Statement and the related prospectus, will be validly issued, fully paid and nonassessable (except as to Shares issued pursuant to certain deferred payment arrangements, which will be fully paid and nonassessable when such deferred payments are made in full).
We consent to the filing of this opinion as an exhibit to the Registration Statement.
Very truly yours,
COOLEY LLP
By: | /s/ Ryan S. Sansom | |
Ryan S. Sansom |
Cooley LLP 500 Boylston Street Boston, MA 02116-3736
Phone: (617) 937-2300 Fax: (617) 937-2400
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports dated March 9, 2020 relating to the financial statements of Minerva Neurosciences, Inc. and the effectiveness of Minerva Neurosciences, Inc.s internal control over financial reporting, appearing in the Annual Report on Form 10-K of Minerva Neurosciences, Inc. for the year ended December 31, 2019.
/s/ Deloitte & Touche LLP |
Boston, Massachusetts |
August 7, 2020 |